-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEwkoekeGucqEdCgk8e4HvYYWFbrB91HFmAFHyGAPxHJ5gza4uSs0DyeU45349Wt kswX1yGH5eA48cricb9RhA== /in/edgar/work/0001005477-00-007457/0001005477-00-007457.txt : 20001031 0001005477-00-007457.hdr.sgml : 20001031 ACCESSION NUMBER: 0001005477-00-007457 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20001030 GROUP MEMBERS: BRUCE S. KOVNER GROUP MEMBERS: CAXTON ASSOCIATES, L.L.C. GROUP MEMBERS: CAXTON EQUITY GROWTH (BVI) LTD. GROUP MEMBERS: CAXTON EQUITY GROWTH LLC GROUP MEMBERS: CAXTON INTERNATIONAL LTD GROUP MEMBERS: GDK, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GP STRATEGIES CORP CENTRAL INDEX KEY: 0000070415 STANDARD INDUSTRIAL CLASSIFICATION: [8200 ] IRS NUMBER: 131926739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38329 FILM NUMBER: 749214 BUSINESS ADDRESS: STREET 1: 9 W 57TH ST STREET 2: STE 4170 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122309500 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: STE 4107 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL PATENT DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON INTERNATIONAL LTD CENTRAL INDEX KEY: 0001014708 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 315 ENTERPRISE DR CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 6092757200 MAIL ADDRESS: STREET 1: 315 ENTERPRISE DR CITY: PLAINSBORO STATE: NJ ZIP: 08536 SC 13D/A 1 0001.txt AMENDMENT NO. 2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)(1) GP Strategies Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 36225V104 - -------------------------------------------------------------------------------- (CUSIP Number) Scott B. Bernstein, Esq., Caxton Corporation, 315 Enterprise Drive Plainsboro, New Jersey 08536 (609) 936-2580 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 18, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (e), 13d-1 (f), or 13d-1 (g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 21 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 36225V104 SCHEDULE 13D Page 2 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Caxton International Limited - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 833,390 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 833,390 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 833,390 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 36225V104 SCHEDULE 13D Page 3 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Caxton Equity Growth (BVI) Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 30,914 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 30,914 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,914 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 36225V104 SCHEDULE 13D Page 4 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Caxton Equity Growth LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 14,096 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 14,096 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,096 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 36225V104 SCHEDULE 13D Page 5 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) GDK, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 36225V104 SCHEDULE 13D Page 6 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Bruce S. Kovner - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 878,400 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 878,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 878,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 36225V104 SCHEDULE 13D Page 7 of 21 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Caxton Associates, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 878,400 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 878,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 878,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment 2 to Schedule 13D relates to the Common Stock, par value $.01 per share (the "Common Stock"), of GP Strategies Corporation (the "Company"), 9 West 57th Street, New York, NY 10019. Item 2: Identity and Background Item 2 of the Schedule 13D is hereby amended and replaced by the following: (a) "This statement is filed by Caxton International Limited, a British Virgin Islands corporation, Caxton Equity Growth LLC, a Delaware limited liability company, Caxton Equity Growth (BVI) Ltd., a British Virgin Islands corporation, GDK, Inc., a British Virgin Islands corporation, Caxton Associates, L.L.C., a Delaware limited liability company, and Mr. Bruce Kovner. The persons listed on Schedule C, Schedule D, Schedule E and Schedule F annexed hereto are the directors and executive officers (the "Listed Persons") of Caxton International Limited, Caxton Equity Growth LLC, Caxton Equity Growth (BVI) Ltd., and GDK, respectively. (b) (i) "The address of Caxton International Limited is c/o Prime Management Limited, Mechanics Building, 12 Church Street, Hamilton HM11, Bermuda. (ii) The address of Caxton Equity Growth LLC is c/o Caxton Corporation, 315 Enterprise Drive, Plainsboro, New Jersey 08536. (iii) The address of Caxton Equity Growth (BVI) Ltd. is c/o Prime Management Limited, Mechanics Building, 12 Church Street, Hamilton HM11, Bermuda. (iv) The address of GDK, Inc. is c/o Prime Management Limited, Mechanics Building, 12 Church Street, Hamilton HM11, Bermuda. (v) The address of Caxton Associates, L.L.C. is c/o Caxton Corporation, 315 Enterprise Drive, Plainsboro, New Jersey 08536. (vi) The business address of Mr. Kovner is 667 Madison Avenue, New York, NY 10021. (c) (i) "The principal business of Caxton International Limited is engaging in the trading and investing in international currency, financial and commodity interests and securities, as well as other investments. (ii) The principal business of Caxton Equity Growth LLC is engaging in the trading and investing of primarily U.S. Exchange traded securities of U.S. issuers and, to a lesser extent, foreign issuers. (iii) The principal business of Caxton Equity Growth (BVI) Ltd. is engaging in the trading and investing of primarily U.S. Exchange traded securities of U.S. issuers and, to a lesser extent, foreign issuers. (iv) The principal business of GDK, Inc. is engaging in the trading and investing in international currency, financial and commodity interests and securities, as well as other investments. (v) Caxton Associates is the trading advisor to Caxton International Limited, Caxton Equity Growth (BVI) Ltd., and GDK, Inc., and the managing member of Caxton Equity Growth LLC. (vi) The principal occupation of Mr. Kovner is Chairman of Caxton Corporation, a Delaware corporation, the address of which is 667 Madison Avenue, New York, NY 10021. Caxton Corporation is the manager and majority owner of Caxton Associates. (d) "No person filing this statement has during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanor). (e) "No person filing this statement has during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such a proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to Federal or state securities laws or finding any violation with respect to such laws. (f) "Mr. Kovner is a United States citizen." Item 3: Source and Amount of Funds or Other Consideration. Item 3 of the Schedule 13D is hereby amended and supplemented by inserting the following paragraphs at the end thereof: "A net aggregate of $1,131,179 (excluding commissions, if any) was paid in a series of transactions pursuant to which Caxton International Limited International acquired shares (of Common Stock) since October 7, 1999. The purchase price for such acquired shares was paid out of Caxton International Limited's working capital. "A net aggregate of $87,870 (excluding commissions, if any) was paid in a series of transactions pursuant to which Caxton Equity Growth LLC acquired shares (of Common Stock) since October 7, 1999. The purchase price for such acquired shares was paid out of Caxton Equity Growth LLC's working capital. "A net aggregate of $192,709 (excluding commissions, if any) was paid in a series of transactions pursuant to which Caxton Equity Growth (BVI) Ltd. acquired Shares (of Common Stock) since October 7, 1999. The purchase price for such acquired shares was paid out of Caxton Equity Growth (BVI) Ltd.'s working capital. "A net aggregate of $246,212 (excluding commissions, if any) was received in a series of transactions pursuant to which GDK, Inc. sold Shares (of Common Stock) since October 7, 1999. Item 4: Purpose of Transaction. Item 4 of the Schedule 13D is hereby amended by replacing it with the following three paragraphs: "The persons filing this Report have supported recent actions taken by the Company to restore its profitability but, (a) continue to believe that the Common Stock is under-valued, and (b) are concerned about how management has indicated it may deploy available cash, and (c) believe that management should take further steps to enhance shareholder value, which should include considering the following: (i) the sale of the Company in its entirety, (ii) the distribution of any publicly traded equity securities held by the Company to its shareholders, (iii) the distribution of all cash not needed for operations and current liabilities to the shareholders, and (iv) the establishment of a liquidating trust into which all the assets of the Company will be contributed. The persons filing this Report are also examining all of their options with respect to the possibility of taking actions, which they believe will enhance shareholder value. Any such actions could relate to or result in one or more of the matters referred to in paragraphs (a) through (j) of Item 4 of Schedule 13D. GDK, Inc.'s trading and investment decisions are undertaken independently of Caxton International Limited, Caxton Equity Growth (BVI) Ltd. and Caxton Equity Growth LLC. "Each of the persons filing this Report also reserves the right to purchase or otherwise acquire additional Common Stock or to sell or otherwise dispose of Common Stock owned by it, in each case in open market or privately negotiated transactions or otherwise." Item 5: Interest in Securities of the Issuer. Subparagraph (a) of Item 5 of the Schedule 13D is hereby amended and replaced by the following: (i) Caxton International Limited beneficially owns 833,390 shares of Common Stock (the "Shares"), representing approximately 7.0% of the total shares of Common Stock issued and outstanding. This percentage reflects the acquisition of the additional Shares being reported hereunder. (ii) Caxton Equity Growth (BVI) Ltd. beneficially owns 30,914 shares of Common Stock (the "Shares"), representing approximately .2% of the total shares of Common Stock issued and outstanding. This percentage reflects the acquisition of the additional Shares being reported hereunder. (iii) Caxton Equity Growth LLC beneficially owns 14,096 shares of Common Stock (the "Shares"), representing approximately .1% of the total shares of Common Stock issued and outstanding. This percentage reflects the acquisition of the additional Shares being reported hereunder. (iv) GDK, Inc. beneficially owns 0 shares of Common Stock (the "Shares"), representing approximately 0% of the total shares of Common Stock issued and outstanding. This percentage reflects the sale of Shares being reported hereunder. Subparagraph (c) of Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end thereof: (c) Caxton International Limited, Caxton Equity Growth (BVI) Ltd., Caxton Equity Growth LLC and GDK, Inc. acquired additional shares and/or sold shares of Common Stock in a series of open market transactions effected primarily with independent brokers and, to a lesser extent, directly with market makers utilizing the NASDAQ System, between October 7, 1999 and October 18, 2000. See Schedule A and Schedule B for disclosure of (1) the date, (2) the price and (3) the amount of shares purchased and/or sold by Caxton International Limited, Caxton Equity Growth (BVI) Ltd., Caxton Equity Growth LLC and GDK, Inc. during the past 60 days. After reasonable inquiry and to the best of the undersigneds' knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. October 24, 2000 CAXTON INTERNATIONAL LIMITED By: /s/ Joseph Kelly --------------------------------------- Name: Joseph Kelly Title: Vice President and Treasurer By: /s/ Maxine Taylor-Swain --------------------------------------- Name: Maxine Taylor-Swain Title: Assistant Secretary CAXTON EQUITY GROWTH LLC By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Secretary, Caxton Associates, L.L.C., Manager CAXTON EQUITY GROWTH (BVI) LTD. By: /s/ Maxine Taylor-Swain --------------------------------------- Name: Maxine Taylor-Swain Title: Assistant Secretary By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Director CAXTON ASSOCIATES, L.L.C. By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Secretary GDK, Inc. By: /s/ Maxwell Quin --------------------------------------- Name: Maxwell Quin Title: Vice President By: /s/ Joseph Kelly --------------------------------------- Name: Joseph Kelly Title: Vice President and Treasurer /s/ Bruce S. Kovner ------------------------------------------- Bruce S. Kovner, by Scott B. Bernstein, as Attorney-in-Fact Schedule A Caxton International Limited No of Shares Price Per Share Trade Date Purchased (Excluding Commission) 8/29/00 5,000 4.12500 9/11/00 1,300 4.56250 9/13/00 6,700 6.08770 9/14/00 14,000 5.78570 9/14/00 2,645 5.63890 9/15/00 35,269 6.37400 9/21/00 11,580 6.24840 9/22/00 5,000 5.81250 9/22/00 14,696 5.99250 10/17/00 2,800 4.73880 10/18/00 10,000 4.59380 Caxton Equity Growth (BVI) Ltd. No of Shares Price Per Share Trade Date Purchased (Excluding Commission) 9/14/00 1,274 5.63890 9/15/00 16,986 6.37400 9/21/00 5,577 6.24840 9/22/00 7,077 5.99250 Schedule B Caxton Equity Growth LLC No of Shares Price Per Share Trade Date Purchased (Excluding Commission) 9/14/00 581 5.63890 9/15/00 7,745 6.37400 9/21/00 2,543 6.24840 9/22/00 3,227 5.99250 GDK, Inc. No of Shares Price Per Share Trade Date (Sold) (Excluding Commission) 8/23/00 (1,700) 4.00000 8/24/00 (200) 3.81250 8/24/00 (28,200) 3.75000 8/24/00 (400) 3.75000 Schedule C CAXTON INTERNATIONAL LIMITED Board of Directors Executive Officers - ------------------ ------------------ Sir Edwin Leather Sir Edwin Leather, Chairman c/o Prime Management Limited c/o Prime Management Limited Mechanics Bldg., 12 Church Street Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Hamilton HM11 Bermuda Principal Occupation: Company's Director Principal Occupation: Company's Director Citizenship: Canadian Citizenship: Canadian Peter P. D'Angelo William Anderson, President c/o Caxton Corporation c/o Prime Management Limited 667 Madison Avenue Mechanics Bldg., 12 Church Street New York, NY 10021 Hamilton HM11 Bermuda Principal Occupation: President, Caxton Principal Occupation: Managing Director, Corporation Trident Advisors, Inc., Toronto, Ontario, Canada Citizenship: USA Citizenship: British Maxwell Quin Maxwell Quin, Vice President and Secretary c/o Prime Management Limited c/o Prime Management Limited Mechanics Bldg., 12 Church Street Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Hamilton HM11 Bermuda Principal Occupation: Attorney-At-Law Principal Occupation: Attorney-At-Law Citizenship: British Citizenship: British William Anderson Joseph Kelly, Vice President and Treasurer c/o Prime Management Limited c/o Prime Management Limited Mechanics Bldg., 12 Church Street Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Hamilton HM11 Bermuda Principal Occupation: Managing Director, Principal Occupation: President, Prime Management Trident Advisors, Inc., Toronto, Ontario, Canada Limited Citizenship: Canadian Citizenship: British Jozef Hendriks c/o Prime Management Limited Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Principal Occupation: Managing Director, Global Asset Management, Ltd., Bermuda Citizenship: Dutch Bruce Kovner c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: Chairman, Caxton Corporation Citizenship: USA
Schedule D CAXTON EQUITY GROWTH (BVI) LTD. Board of Directors Executive Officers - ------------------ ------------------ William Anderson William Anderson, President and Chairman c/o Prime Management Limited c/o Prime Management Limited Mechanics Bldg., 12 Church Street Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Hamilton HM11 Bermuda Principal Occupation: Managing Director, Principal Occupation: Managing Director, Trident Advisors, Inc., Toronto, Ontario, Canada Trident Advisors, Inc., Toronto, Ontario, Canada Citizenship: Canadian Citizenship: Canadian Peter P. D'Angelo Joseph Kelly, Vice President c/o Caxton Corporation c/o Prime Management Limited 667 Madison Avenue Mechanics Bldg., 12 Church Street New York, NY 10021 Hamilton HM11 Bermuda Principal Occupation: President, Caxton Principal Occupation: President, Prime Management Corporation Limited Citizenship: USA Citizenship: British Maxwell Quin Maxwell Quin, Secretary c/o Prime Management Limited c/o Prime Management Limited Mechanics Bldg., 12 Church Street Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Hamilton HM11 Bermuda Principal Occupation: Attorney-At-Law Principal Occupation: Attorney-At-Law Citizenship: British Citizenship: British Scott B. Bernstein Peter P. D'Angelo, Treasurer c/o Caxton Corporation c/o Caxton Corporation 667 Madison Avenue 667 Madison Avenue New York, NY 10021 New York, NY 10021 Principal Occupation: Vice President and Principal Occupation: President, Caxton General Counsel, Caxton Corporation Corporation Citizenship: USA Citizenship: USA Robert Burrow c/o Prime Management Limited Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Principal Occupation: Partner, S.J. Berwin & Co., Solicitors, London, England Citizenship: British
Schedule E CAXTON EQUITY GROWTH LLC Manager - ------- Caxton Associates, L.L.C. Executive Officers - Caxton Associates, L.L.C. - ---------------------------------------------- Bruce Kovner, Chairman c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: Chairman, Caxton Corporation Citizenship: USA Peter P. D'Angelo, President c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: President, Caxton Corporation Citizenship: USA John G. Forbes, Jr., Treasurer c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: Sr. Vice President and CFO, Caxton Corporation Citizenship: USA Scott B. Bernstein, Secretary c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: Vice President and General Counsel, Caxton Corporation Citizenship: USA Schedule F GDK, INC. Board of Directors Executive Officers - ------------------ ------------------ Peter P. D'Angelo William Anderson, President c/o Caxton Corporation c/o Prime Management Limited 667 Madison Avenue Mechanics Bldg., 12 Church Street New York, NY 10021 Hamilton HM11 Bermuda Principal Occupation: President, Caxton Principal Occupation: Managing Director, Corporation Trident Advisors, Inc., Toronto, Ontario, Canada Citizenship: USA Citizenship: Canadian William Anderson Peter P. D'Angelo, Vice President c/o Prime Management Limited c/o Caxton Corporation Mechanics Bldg., 12 Church Street 667 Madison Avenue Hamilton HM11 Bermuda New York, NY 10021 Principal Occupation: Managing Director, Principal Occupation: President, Caxton Trident Advisors, Inc., Toronto, Ontario, Corporation Canada Citizenship: USA Citizenship: Canadian Maxwell Quin Aaron Sosnick, Sr. Vice President c/o Prime Management Limited c/o Caxton Corporation Mechanics Bldg., 12 Church Street 667 Madison Avenue Hamilton HM11 Bermuda New York, NY 10021 Principal Occupation: Attorney-At-Law Principal Occupation: Managing Director, Citizenship: British Caxton Corporation Citizenship: USA Joseph Kelly, Vice President and Treasurer c/o Prime Management Limited Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Principal Occupation: President Prime Management Limited Citizenship: British Maxwell Quin, Vice President and Secretary c/o Prime Management Limited Mechanics Bldg., 12 Church Street Hamilton HM11 Bermuda Principal Occupation: Attorney-At-Law Citizenship: British Monique Miller, Vice President and Compliance Officer c/o Caxton Corporation 667 Madison Avenue New York, NY 10021 Principal Occupation: Director of Business Management, Caxton Corporation Citizenship: USA
Exhibit Index Exhibit 1 - Joint Acquisition Statement Pursuant To Rule 13d-1(k)(1). EX-1 2 0002.txt JOINT ACQUISITION STATEMENT Exhibit 1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k)(l) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he or it knows or has reason to believe that such information is inaccurate. October 24, 2000 CAXTON INTERNATIONAL LIMITED By: /s/ Joseph Kelly --------------------------------------- Name: Joseph Kelly Title: Vice President and Treasurer By: /s/ Maxine Taylor-Swain --------------------------------------- Name: Maxine Taylor-Swain Title: Assistant Secretary CAXTON EQUITY GROWTH LLC By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Secretary, Caxton Associates, L.L.C., Manager CAXTON EQUITY GROWTH (BVI) LTD. By: /s/ Maxine Taylor-Swain --------------------------------------- Name: Maxine Taylor-Swain Title: Assistant Secretary By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Director CAXTON ASSOCIATES, L.L.C. By: /s/ Scott B. Bernstein --------------------------------------- Name: Scott B. Bernstein Title: Secretary GDK, Inc. By: /s/ Maxwell Quin --------------------------------------- Name: Maxwell Quin Title: Vice President By: /s/ Joseph Kelly --------------------------------------- Name: Joseph Kelly Title: Vice President and Treasurer /s/ Bruce S. Kovner ------------------------------------------- Bruce S. Kovner, by Scott B. Bernstein, as Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----